Tag: SEC

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Vanguard to Pay $106.41 Million in SEC Settlement Over TRF Disclosures

Vanguard settles SEC charges for misleading TRF disclosures, agreeing to a settlement and improve future transparency practices. The Vanguard Group has agreed to settle with...

US Senate Banking Chair Prioritizes Crypto Regulation Efforts

Senator Scott argues that transparent crypto legislation will foster innovation in the U.S. The Senate Banking Committee will explore stablecoins and digital asset...

U.S. SEC to Review Past Crypto Cases After Trump Takes Office

The U.S. SEC plans to review past crypto cases and potentially withdraw lawsuits, with changes expected after Trump’s inauguration. The U.S. SEC plans to review...

Thailand SEC Considers Local Bitcoin ETFs for Direct Investment

The Thailand SEC is considering allowing local Bitcoin ETFs, enabling direct access to crypto investments and strengthening Thailand's digital asset market. Thailand's Securities and Exchange...

Robinhood Agrees to $45M Settlement After SEC Probe

Robinhood settles for $45M with SEC over cybersecurity, communication, and trading violations. Fines were imposed on both entities. In a major move, Robinhood has reached...

Ripple Executives Meet Trump Before Key SEC Appeal Hearing

Ripple executives met with Trump prior to the SEC appeal filing. The election of Donald Trump has raised the value of XRP and...

Nasdaq ISE Seeks Tenfold Boost in Bitcoin ETF Options

Nasdaq recommends raising the Bitcoin ETF options limit to 250,000 contracts. The SEC has 45 days to make decisions on Nasdaq's proposal for...

VolatilityShares Seeks SEC Approval for Solana Futures ETF

VolatilityShares files for a Solana futures ETF with the SEC, offering leveraged exposure and expanding investment options in crypto. VolatilityShares has recently filed for an...

Interpol Targets Hex Founder Richard Schueler with Red Notice

Interpol issued a Red Notice to Richard Schueler for violence and tax fraud. Schueler is facing an SEC lawsuit for $1B in unregistered...

Tai Mo Shan Fined $123M for TerraUSD Scandal

SEC penalizes Tai Mo Shan for falsely fixing TerraUSD's $1 peg. The settlement includes a $123M punishment, emphasizing tougher crypto market oversight. The U.S....

SEC Sues Touzi Capital for $95 Million Crypto Fraud

SEC sues Touzi Capital for deceiving investors and misusing $95 million in crypto mining funds, violating securities laws. The United States Securities and Exchange Commission...

Bitwise Proposes Bitcoin-Ethereum Tied ETF to SEC

Bitwise's Bitcoin and Ether ETP aims to provide balanced crypto exposure. SEC filings correlate with regulatory changes under new leadership. Crypto asset manager Bitwise...